{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "mortgage-loan-documents", "type": "clause", "offset": [17, 40]}, {"key": "such-mortgage-loan", "type": "definition", "offset": [52, 70]}, {"key": "in-all-material-respects", "type": "definition", "offset": [79, 103]}, {"key": "state-and-federal-laws-and-regulations", "type": "clause", "offset": [131, 169]}, {"key": "the-seller", "type": "clause", "offset": [175, 185]}, {"key": "material-requirements", "type": "clause", "offset": [208, 229]}, {"key": "pertaining-to", "type": "definition", "offset": [230, 243]}, {"key": "origination-of-the-mortgage-loans", "type": "clause", "offset": [248, 281]}, {"key": "not-limited", "type": "clause", "offset": [297, 308]}, {"key": "other-material", "type": "clause", "offset": [335, 349]}, {"key": "local-law", "type": "definition", "offset": [388, 397]}, {"key": "to-the-extent", "type": "clause", "offset": [398, 411]}, {"key": "effect-on-the", "type": "clause", "offset": [457, 470]}], "snippet": "The terms of the Mortgage Loan documents evidencing such Mortgage Loan, comply in all material respects with all applicable local, state and federal laws and regulations, and the Seller has complied with all material requirements pertaining to the origination of the Mortgage Loans, including but not limited to, usury and any and all other material requirements of any federal, state or local law to the extent non-compliance would have a material adverse effect on the Mortgage Loan.", "samples": [{"hash": "kUOE1f34oCu", "uri": "/contracts/kUOE1f34oCu#compliance", "label": "Mortgage Loan Purchase Agreement (Benchmark 2023-B40 Mortgage Trust)", "score": 34.9466133118, "published": true}, {"hash": "aFAR3Th0c8r", "uri": "/contracts/aFAR3Th0c8r#compliance", "label": "Mortgage Loan Purchase Agreement (Benchmark 2023-V4 Mortgage Trust)", "score": 34.8672142029, "published": true}, {"hash": "gnri2OSdNLp", "uri": "/contracts/gnri2OSdNLp#compliance", "label": "Mortgage Loan Purchase Agreement (Benchmark 2023-V3 Mortgage Trust)", "score": 34.5852165222, "published": true}], "size": 321, "hash": "cbd42ebac0fda234f87de1392341b2b9", "id": 20}, {"snippet_links": [{"key": "each-party", "type": "clause", "offset": [0, 10]}, {"key": "obligations-under-this-agreement", "type": "clause", "offset": [29, 61]}, {"key": "applicable-laws-and-regulations", "type": "definition", "offset": [81, 112]}, {"key": "applicable-reliability-standards", "type": "clause", "offset": [114, 146]}, {"key": "nyiso-oatt", "type": "definition", "offset": [152, 162]}, {"key": "good-utility-practice", "type": "definition", "offset": [167, 188]}, {"key": "to-the-extent", "type": "clause", "offset": [190, 203]}, {"key": "a-party", "type": "clause", "offset": [204, 211]}, {"key": "action-by", "type": "clause", "offset": [262, 271]}, {"key": "regulations-and-standards", "type": "clause", "offset": [277, 302]}, {"key": "such-party", "type": "clause", "offset": [304, 314]}, {"key": "agreement-for", "type": "clause", "offset": [359, 372]}, {"key": "the-other-parties", "type": "clause", "offset": [465, 482]}, {"key": "the-parties", "type": "definition", "offset": [500, 511]}, {"key": "amendment-to-this-agreement", "type": "clause", "offset": [528, 555]}], "snippet": "Each Party shall perform its obligations under this Agreement in accordance with Applicable Laws and Regulations, Applicable Reliability Standards, the NYISO OATT and Good Utility Practice. 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COMPLIANCE PROGRAM - ADMINISTRATOR has established a Compliance Program for 21 the purpose of ensuring adherence to all rules and regulations related to federal and state health care", "samples": [{"hash": "7TYsODRsLDF", "uri": "/contracts/7TYsODRsLDF#compliance", "label": "Contract for Provision of Services", "score": 32.9113349915, "published": true}, {"hash": "kdmk1diK027", "uri": "/contracts/kdmk1diK027#compliance", "label": "Contract for Provision of Drug Medi Cal Narcotic Replacement Therapy Treatment Services", "score": 32.8830490112, "published": true}, {"hash": "fH4yLYv5Pha", "uri": "/contracts/fH4yLYv5Pha#compliance", "label": "Contract for the Provision of Services", "score": 31.9687862396, "published": true}], "size": 366, "hash": "0d0f63cd137458700cae137ba0868621", "id": 18}, {"snippet_links": [{"key": "neither-the-company", "type": "definition", "offset": [0, 19]}, {"key": "default-under", "type": "clause", "offset": [49, 62]}, {"key": "in-violation", "type": 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"material-fact", "type": "clause", "offset": [801, 814]}, {"key": "relating-to", "type": "definition", "offset": [854, 865]}, {"key": "contained-in", "type": "definition", "offset": [894, 906]}, {"key": "registration-statement-or-prospectus", "type": "clause", "offset": [911, 947]}, {"key": "amendment-or-supplement", "type": "clause", "offset": [998, 1021]}, {"key": "material-respect", "type": "definition", "offset": [1096, 1112]}, {"key": "the-manager-agrees", "type": "clause", "offset": [1118, 1136]}], "snippet": "(a) The Sub-Adviser agrees to use reasonable compliance techniques as the Manager or the Board of Trustees may adopt, including any written compliance procedures.\n(b) The Sub-Adviser agrees that it shall promptly notify the Manager and the Fund (i) in the event that the SEC has censured the Sub-Adviser; placed limitations upon its activities, functions or operations; suspended or revoked its registration as an investment adviser; or has commenced proceedings or an investigation that may result in any of these actions, or (ii) upon having a reasonable basis for believing that the Series has ceased to qualify or might not qualify as a regulated investment company under Subchapter M of the Internal Revenue Code. The Sub-Adviser further agrees to notify the Manager and the Fund promptly of any material fact known to the Sub-Adviser respecting or relating to the Sub-Adviser that is not contained in the Registration Statement or prospectus for the Fund (which describes the Series), or any amendment or supplement thereto, or if any statement contained therein that becomes untrue in any material respect.\n(c) The Manager agrees that it shall promptly notify the Sub-Adviser (i) in the event that the SEC has censured the Manager or the Fund; placed limitations upon either of their activities, functions, or operations; suspended or revoked the Manager\u2019s registration as an investment adviser; or has commenced proceedings or an investigation that may result in any of these actions, or (ii) upon having a reasonable basis for believing that the Series has ceased to qualify or might not qualify as a regulated investment company under Subchapter M of the Internal Revenue Code.", "samples": [{"hash": "9mUDNN26xQG", "uri": "/contracts/9mUDNN26xQG#compliance", "label": "Sub Advisory Agreement (Voya MUTUAL FUNDS)", "score": 35.1505813599, "published": true}, {"hash": "aqtl9iTrisr", "uri": "/contracts/aqtl9iTrisr#compliance", "label": "Sub Advisory Agreement (Voya VARIABLE INSURANCE TRUST)", "score": 29.1081447601, "published": true}, {"hash": "3d0pYfzbSPo", "uri": "/contracts/3d0pYfzbSPo#compliance", "label": "Sub Advisory Agreement (Voya MUTUAL FUNDS)", "score": 28.1526355743, "published": true}], "size": 438, "hash": "7933f6966b98cd1cdebf467df88444a5", "id": 15}, {"snippet_links": [{"key": "question-2", "type": "clause", "offset": [61, 71]}, {"key": "complete-the", "type": "clause", "offset": [77, 89]}], "snippet": "Is Agreement considered a \u201cProject\u201d under CEQA? 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"offset": [2026, 2040]}, {"key": "in-connection-with", "type": "clause", "offset": [2093, 2111]}, {"key": "requests-for", "type": "clause", "offset": [2112, 2124]}, {"key": "upon-receipt", "type": "clause", "offset": [2206, 2218]}, {"key": "to-the-adviser", "type": "clause", "offset": [2220, 2234]}, {"key": "relates-to", "type": "definition", "offset": [2302, 2312]}], "snippet": "(a) Each Sub-Adviser agrees that it shall promptly notify the Adviser and the Trust: (i) in the event that the SEC or any other regulatory authority has censured its activities, functions or operations; suspended or revoked its registration as an investment adviser; or has commenced proceedings or an investigation that may result in any of these actions, (ii) in the event that there is a change in the Sub-Adviser, financial or otherwise, that adversely affects its ability to perform services under this Agreement or (iii) upon having a reasonable basis for believing that, as a result of the Sub-Adviser\u2019s management of a Fund\u2019s assets, the Fund\u2019s investment portfolio has ceased to adhere to the Fund\u2019s investment objective, policies, strategies or restrictions as stated in the registration statement or is otherwise in violation of applicable law.\n(b) The Adviser agrees that it shall promptly notify each Sub-Adviser: (i) in the event that the SEC has censured the Adviser or the Trust; placed limitations upon any of its activities, functions or operations; suspended or revoked the Adviser\u2019s registration as an investment adviser; or has commenced proceedings or an investigation that may result in any of these actions; (ii) of the occurrence of any event that could disqualify the Adviser from serving as an investment adviser; or (iii) in the event that there is a change in the Adviser, financial or otherwise, that adversely affects its ability to perform services under this Agreement.\n(c) The Trust and the Adviser shall be given access to any and all records or other documents of each Sub-Adviser at reasonable times solely for the purpose of monitoring compliance with the terms of this Agreement and the rules and regulations applicable to the Sub-Adviser relating to its providing investment advisory services to the Fund, including without limitation records relating to trading by employees of the Sub-Adviser for their own accounts and on behalf of other clients. Each Sub-Adviser agrees to promptly cooperate with the Trust and the Adviser and their representatives in connection with requests for such records or other documents.\n(d) Each Sub-Adviser shall immediately forward, upon receipt, to the Adviser any correspondence from the SEC or other regulatory authority that relates to the Fund or the Adviser generally.", "samples": [{"hash": "a0YjyHv4UGK", "uri": "/contracts/a0YjyHv4UGK#compliance", "label": "Investment Sub Advisory Agreement (Invesco Actively Managed Exchange-Traded Fund Trust)", "score": 35.1286773682, "published": true}, {"hash": "foqLWDdsMNl", "uri": "/contracts/foqLWDdsMNl#compliance", "label": "Investment Sub Advisory Agreement (Invesco Exchange-Traded Fund Trust II)", "score": 34.9616699219, "published": true}, {"hash": "5UMAORqiuQH", "uri": "/contracts/5UMAORqiuQH#compliance", "label": "Investment Sub Advisory Agreement (Powershares Actively Managed Exchange-Traded Fund Trust)", "score": 26.8877487183, "published": true}], "size": 390, "hash": "eeec016913e1929dbb55db566d4621e5", "id": 17}], "next_curs": "ClMSTWoVc35sYXdpbnNpZGVyY29udHJhY3Rzci8LEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhNjb21wbGlhbmNlIzAwMDAwMDE0DKIBAmVuGAAgAA==", "clause": {"title": "Compliance", "parents": [["representations-and-warranties-of-the-company", "Representations and Warranties of the Company"], ["representations-and-warranties", "Representations and Warranties"], ["miscellaneous", "Miscellaneous"], ["federal-securities-laws", "Federal Securities Laws"], ["covenants-of-the-company", "Covenants of the Company"]], "size": 82402, "children": [["", ""], ["licenses", "LICENSES"], ["laws-and-regulations", "LAWS AND REGULATIONS"], ["regulatory-compliance", "Regulatory Compliance"], ["compliance-with-laws", "Compliance With Laws"]], "id": "compliance", "related": [["osha-compliance", "OSHA Compliance", "OSHA <strong>Compliance</strong>"], ["compliance-requirements", "Compliance Requirements", "<strong>Compliance</strong> Requirements"], ["compliance-with-requirements", "Compliance with Requirements", "<strong>Compliance</strong> with Requirements"], ["s\u2587\u2587\u2587\u2587\u2587\u2587\u2587-\u2587\u2587\u2587\u2587\u2587-compliance", "S\u2587\u2587\u2587\u2587\u2587\u2587\u2587-\u2587\u2587\u2587\u2587\u2587 Compliance", "S\u2587\u2587\u2587\u2587\u2587\u2587\u2587-\u2587\u2587\u2587\u2587\u2587 <strong>Compliance</strong>"], ["hipaa-compliance", "HIPAA Compliance", "HIPAA <strong>Compliance</strong>"]], "related_snippets": [], "updated": "2026-05-10T05:39:37+00:00", "also_ask": ["What are the essential elements that must be included in a robust compliance clause?", "How can the compliance clause be leveraged to allocate risk or shift liability strategically?", "What are the most common pitfalls or ambiguities that undermine enforceability of compliance clauses?", "How do compliance clause standards differ across jurisdictions or industries?", "What evidence is typically required in court to prove breach of a compliance clause?"], "drafting_tip": "Specify applicable laws, outline compliance procedures, and assign responsibilities to ensure clarity, accountability, and enforceability.", "explanation": "The Compliance clause requires parties to adhere to all applicable laws, regulations, and contractual obligations relevant to the agreement. In practice, this means each party must ensure their actions, products, or services conform to legal standards, such as data protection laws or industry-specific regulations. This clause serves to protect both parties by minimizing legal risks and ensuring that the contract is executed within the bounds of the law."}, "json": true, "cursor": "ClMSTWoVc35sYXdpbnNpZGVyY29udHJhY3Rzci8LEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhNjb21wbGlhbmNlIzAwMDAwMDBhDKIBAmVuGAAgAA=="}}