BACKGROUND. The Adviser is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and engages in the business of providing investment advisory services.
Appears in 135 contracts
Sources: Sub Advisory Agreement (2023 ETF Series Trust), Sub Advisory Agreement (Tidal Trust III), Sub Advisory Agreement (RBB Fund Trust)
BACKGROUND. The Adviser is registered as an investment adviser under registered with the Securities and Exchange Commission (the “SEC”) pursuant to the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and engages in the business of providing investment advisory services.
Appears in 3 contracts
Sources: Exchange Traded Fund Platform Support Agreement (Tidal Trust III), Exchange Traded Fund Platform Support Agreement (Tidal Trust III), Exchange Traded Fund Platform Support Agreement (Tidal Trust II)
BACKGROUND. The Adviser Manager is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and engages in the business of providing investment advisory services.
Appears in 1 contract
BACKGROUND. The Adviser is registered as an investment adviser under registered with the Securities and Exchange Commission (the “SEC”) pursuant to the Investment Advisers Act of 1940, 1940 as amended (the “Advisers Act”), and engages in the business of providing investment advisory services.
Appears in 1 contract
Sources: Exchange Traded Fund Platform Support Agreement (Tidal Trust II)
BACKGROUND. The Adviser is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “"Advisers Act”"), and engages in the business of providing investment advisory services.
Appears in 1 contract